Building better AML partnerships | Michael Lois and Natalie Sandefur
How can fund administrators and technology providers work together to deliver seamless investor onboarding while maintaining rigorous compliance standards? In this episode of AML Uncovered, Mark is joined by Michael Lois, Managing Director of Business Development, and Natalie Sandefur, Managing Director of Investor Relations at Bridge Alternatives, as they discuss their service-first approach to fund administration, the evolving KYC/AML regulatory landscape across jurisdictions, and why partnerships between human-centric fund admins and tech platforms create the best outcomes for fund managers and their investors.
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Building better AML partnerships | Michael Lois and Natalie Sandifer
How can fund administrators and technology providers work together to deliver seamless investor onboarding while maintaining rigorous compliance standards? In this episode of AML Uncovered, Mark is joined by Michael Lois, Managing Director of Business Development, and Natalie Sandifer, Managing Director of Investor Relations at Bridge Alternatives, as they discuss their service-first approach to fund administration, the evolving KYC/AML regulatory landscape across jurisdictions, and why partnerships between human-centric fund admins and tech platforms create the best outcomes for fund managers and their investors.
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Why the AML rule was delayed | Brett Manwaring
What does the AML rule delay really mean for investment advisers, and what should firms be doing now? In this episode of AML Uncovered, Mark is joined by Brett Manwaring, Advisory Lead at Sigma 360, as they unpack why FinCEN pushed back the compliance deadline, the real costs and governance challenges behind AML programs, how firms should be thinking about direct and indirect financial crime risk, and why getting ahead of compliance is critical even with the extra time.
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The hidden risk in your LP base | Tim Flannery and Justis Midura
Most firms can't confidently say they’ve never accepted capital from a sanctioned investor, and that’s a problem given new AML regulations for investment advisors. In this episode of AML Uncovered, Mark is joined by Passthrough's Tim Flannery and Justis Midura as they break down where data points to private market firms being vulnerable given, why 'I don’t know' won’t cut it anymore, and how private market firms can protect their franchise ahead of regulatory enforcement.
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The future of AML compliance | Matt Arnould
What do the new AML rules really mean for RIAs—and how can tech help? In this latest episode of AML Uncovered, we're joined by Matt Arnould, Chief Administrative and Legal Officer at Dynamo, to unpack how firms should be thinking about compliance, the role of AI in onboarding and KYC, and what’s coming next for private markets.
About AML Uncovered: Compliance in private markets
Welcome to AML Uncovered: Compliance in private markets, the go-to podcast for compliance professionals in private markets. Hosted by Mark Mangion, Passthrough’s Head of Financial Crime, each episode we'll be joined by experts as we dive deep into the rules and regulations shaping private markets, dive into real-world cases, and keep you up-to-date on the latest AML news.
Listen to AML Uncovered: Compliance in private markets, The Entrepreneur Experiment and many other podcasts from around the world with the radio.net app
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