The hidden risk in your LP base | Tim Flannery and Justis Midura
Most firms can't confidently say they’ve never accepted capital from a sanctioned investor, and that’s a problem given new AML regulations for investment advisors. In this episode of AML Uncovered, Mark is joined by Passthrough's Tim Flannery and Justis Midura as they break down where data points to private market firms being vulnerable given, why 'I don’t know' won’t cut it anymore, and how private market firms can protect their franchise ahead of regulatory enforcement.
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The future of AML compliance | Matt Arnould
What do the new AML rules really mean for RIAs—and how can tech help? In this latest episode of AML Uncovered, we're joined by Matt Arnould, Chief Administrative and Legal Officer at Dynamo, to unpack how firms should be thinking about compliance, the role of AI in onboarding and KYC, and what’s coming next for private markets.
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Navigating offshore fund jurisdictions | Natalie Lazenby and James Smith
In episode 6 of AML Uncovered, we’re joined by James Smith of Harneys Global and Natalie Lazenby of Harneys Fiduciary to demystify key differences between the British Virgin Islands and the Cayman Islands for fund managers. From AML compliance roles to structuring fund vehicles and manager entities, they share practical guidance on how to choose the right jurisdiction—and what emerging managers need to know before launching offshore.
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How financial crimes are investigated | Steve Kircher
In Episode 5 of AML Uncovered, we sit down with Steve Kircher of the New Jersey Attorney General’s Office to explore the front lines of securities fraud and financial crime enforcement. Steve shares his path from local police officer to certified fraud examiner—a pivot sparked during the COVID-19 pandemic—and how it led him to prosecuting complex financial cases at the state level. The conversation dives into the critical role that Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) play in building investigations, how state agencies coordinate with federal and local partners, and why smaller businesses often struggle to implement the internal controls needed to prevent fraud.
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Europe’s changing AML landscape | Jennifer Hanley-Giersch
Big changes are coming to AML compliance in Europe. In this episode of AML Uncovered, we sit down with Jennifer Hanley-Giersch, co-founder of Berlin Risk and All AML, to break down the new EU-wide AML regulations, the role of the AMLA, and what private fund managers need to do to stay compliant. We also compare the evolving regulatory landscape in Europe and the U.S. and discuss the challenges—and opportunities—of these new compliance standards.
About AML Uncovered: Compliance in private markets
Welcome to AML Uncovered: Compliance in private markets, the go-to podcast for compliance professionals in private markets. Hosted by Mark Mangion, Passthrough’s Head of Financial Crime, each episode we'll be joined by experts as we dive deep into the rules and regulations shaping private markets, dive into real-world cases, and keep you up-to-date on the latest AML news.
Ireland